The Real Cost of
Non-Compliance
How AI helps banks reduce risks,
avoid fines, and increase ROI.
Whitepaper
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Has Your Bank Ever Been Targeted by the Regulatory Authority?
2024 was a record year for regulatory authorities: banks around the world were hit with billions in fines for missing records, non-transparent cost disclosures, and inadequate data controls. And that's just the tip of the iceberg—add to that lengthy audits, high consulting fees, and lasting damage to reputation.
With stricter requirements coming into force in 2025 (MiFID II, DORA, FCA), compliance with regulatory requirements will become even more complex. Those who continue to check compliance manually risk not only fines running into millions, but also massive losses in efficiency.
The white paper highlights:
- The true costs of non-compliance – including hidden follow-up costs
- The biggest risk drivers, such as off-channel communication and lack of disclosure
- Concrete ROI calculations with up to 90% review time savings through AI-supported monitoring
- Practical examples of how Recording Insights and AI Policy Templates protect banks
Trust Through Secure Solutions
Trust is the hardest currency, especially in the financial sector. It is built when communication is seamlessly documented, data is protected, and IT architectures are reliably set up. Together with Microsoft, ASC relies on a certified, scalable cloud infrastructure that ensures security and compliance in every interaction.
In regulated industries such as finance, trust is the highest good. Once you lose trust it’s hard to get back. Together with ASC, we help organizations securely record their customer communications and leverage AI to analyze them in a compliant way in the Microsoft Cloud.
Compliance should not be viewed simply as an obligation. It is the basis for trust — and thus a decisive competitive advantage. With ASC, we help financial institutions not only meet regulatory requirements, but also create real added value from them.
Efficient Compliance with Preconfigured AI Policy Templates
The AI Policy Templates offer customized templates that are specifically tailored to the regulatory requirements of MiFID II, FCA and Dodd-Frank. With these AI-based templates, banks and financial institutions can continuously review their customer communications in line with current regulations. The ready-to-use compliance templates enable faster and more efficient implementation of company-specific compliance requirements, reduce risks and detect potential violations at an early stage.
Ready-to-Use
Predefined templates for MiFID II, FCA, Dodd-Frank based on current regulations.
Up-to-Date
Regular updates in the event of changes to legal requirements.
Real-Time
Automated compliance checks and immediate alerts without delay.
More Insights on Compliance and AI
Expand your knowledge with our blog articles: from MiFID II to FCA and Dodd-Frank to practical AI use cases. Learn how financial institutions can efficiently meet regulatory requirements while creating added value.
