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WEBINAR

Communications compliance in financial services:
What's next?

September, 10 | 11:30 a.m. (EDT)

How Agentic AI helps financial institutions close compliance gaps before they become a problem.

  • Understand regulatory developments in financial services
  • Make sense of Agentic AI in communications compliance
  • Take away practical approaches for your organisation
Part of Microsoft Industry Cloud – AI-based compliance solution for regulated industries

Why financial services compliance teams need to act now

Regulatory requirements are increasing, communication volumes are growing, and manual review processes are reaching their limits.

Spot checks instead of full coverage

The majority of communications go unreviewed and uncontrolled. A structural risk that regulators are beginning to scrutinise.

Fragmented channels

Teams, teleophne, mobile, email: gaps appear wherever systems are not integrated into a single compliance workflow.

MiFID II 

Recording alone is no longer sufficient – decisions must be documented, analyzable, and retrievable on demand.

DORA & EU AI Act

Protection against uncontrolled AI usage: only governed, explainable AI is permissible in regulated environments.

Together with Microsoft, ASC demonstrates how Agentic AI is transforming communications compliance.

Our Speakers

Chris Knox
Director, Global FS Regulatory Strategy & Policy | Microsoft
LinkedIn
Ralf Roesel | Director Product Management ASC Technologies
Ralf Rösel
Director of Product Management | ASC Technologies
LinkedIn

WEBINAR

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Enterprise Validation

Trusted by leading technology partners and regulated companies

"With ASC Recording Insights, Microsoft Teams users can comply with complex regulatory requirements regarding recording and archiving 'with just one click' within Teams."

Mike Ammerlaan
Director of Microsoft 365 Ecosystem Marketing, Microsoft

"Recording Insights demonstrates what is possible in the modern-day technical landscape. It can be rightly described as the next generation solution."

Brian Fruh
CIO,
Impax Asset Management

ASC turns communication into trust. In a world of growing regulatory complexity, ASC ensures that digital interactions are secure, reliable, and come with full audit-trails. The integrated platform for communication compliance captures and analyzes communication data, providing a centralized view across all media. Companies gain control over their communications, identify risks early on, and make evidence-based decisions. This is not just about innovation, but about responsibility.

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